Corporate Summary

Huatai Securities Co.,Ltd. is a leading integrated securities group in China, with a substantial customer base, a leading e-Platform and a highly collaborative full-service business model.

Huatai Securities was established in May 1991.On February 26, 2010, we were listed at Shanghai Stock Exchange with the stock code of 601688. On June 1, 2015, our H Shares have been listed on The Stock Exchange of Hong Kong Limited with the stock code of 6886. Over our more than two decades of operating history, we achieved rapid growth by successfully capitalizing on the transformation and innovation opportunities of China's capital market and securities industry. Our major financial indicators and business indicators are among the forefront of the domestic securities industry.

Currently, Huatai Securities has controlling interests in 3 subsidiaries including Huatai United Securities Co., Ltd., Huatai Futures Co.,Ltd., and Jiangsu Equity Exchange Co., Ltd. We have 4 wholly owned subsidiaries including Huatai Financial Holdings(Hong Kong) Limited, Huatai Zijin Investment Co., Ltd., Huatai Innovation Investment Co., Ltd., and Huatai Securities (Shanghai) Asset Management Co., Ltd. We also have minority interests in China Southern Asset Management Co., Ltd., Huatai-PineBridge Fund Management Co., Ltd., Bank of Jiangsu Co., Ltd., GP Capital Co., Ltd., and E-Capital Transfer Co., Ltd.

During recent years, Huatai Securities has focused on providing customers with the full life-cycle integrated financial services. We have built a full-service business model which is led by investment banking, underpinned by brokerage and wealth management and supported by asset management as well as investment and trading.

Huatai Securities has the largest securities brokerage business in China and a leading e-Platform in the industry. We ranked No.1 in terms of brokerage trading volume of stocks and funds in China's securities industry in 2014.As of the end of 2014, the number of our securities brokerage accounts ranked No.1 among all China's securities firms; and the balance of our margin loans and securities lent ranked No.2 and the market value of our client entrusted securities ranked No.3 in China's securities industry. Our mobile wealth management terminal, “ZhangLe Fortune Path”, was rated No.1 by in its review of mobile securities apps in 2014.

Huatai Securities has a leading comprehensive investment banking franchise and the top M&A advisory business in the industry. In terms of the number of CSRC-approved M&A advised by us, we have been ranked No.1 in the industry for the three consecutive years since 2012. In 2014, our equity and debt underwriting businesses also ranked among the top ten securities firms in China, in terms of both value and number of transactions underwritten.

Huatai Securities also has one of the largest comprehensive asset management businesses in China's securities industry, with leading product innovation capability. The AUM of our collective asset management schemes as of the end of 2014 and the net revenue from our asset management business in 2014 ranked No.2 and No.3, respectively, in China's securities industry.

From now on, we plan to leverage our competitive advantages in the securities business to expand our full-service operations, and aim to become a leading integrated financial group which has a profound impact in Asia-Pacific Market with strong local advantages and a global vision.